Stumpo Sikorski Wealth Management

 Gino Stumpo is a managing director of wealth management, portfolio manager and wealth advisor at UBS Financial Services Inc. With nearly 25 years of industry experience, his career has focused on serving high net worth individuals and families. The Stumpo Sikorski Wealth Management team provides clients with personalized and tailored strategies to enhance their financial well-being. Gino takes a comprehensive approach with a concentration in investments and retirement planning. 

How did you fall in love with the financial industry? 

I developed a natural interest in investments and decided to pursue a college degree in finance. I was already a member of the finance club when I attended an event featuring a guest speaker who was a financial advisor. I later secured an internship at Salomon Smith Barney, a move that launched my career. After graduating, I joined PaineWebber, which was later acquired by UBS Financial Services Inc. Throughout this journey, my fascination with the industry has only grown, and I find new reasons to love what I do every day. 

What makes you stand out as a leader in your industry?

In the last decade, client communication has shifted into a digital space, whether that is over the phone, via email or through artificial intelligence. I believe in the power of in-person, private meetings and recognize the value of human connection when discussing a client’s financial aspirations and concerns. My approach is not just about numbers; it is about understanding a client’s story, their livelihood and what is most important to their financial portfolio. In addition to providing financial services, I enjoy hosting client appreciation events, dinners and informative seminars. 

What is a unique feature of your practice? 

My fellow financial advisor and team member Mark Sikorski served as an officer in the U.S. Air Force and the Los Angeles Police Department before transitioning into wealth management. Our team continues to have lasting relationships with first responders, including police officers and firefighters, to help their financial portfolios, retirement, pensions and other benefits. 

Why did you pursue a career in finance? 

My father spent decades working as an engineer before he was laid off in the early 1990s. He was able to get a part-time job at a hospital to pay the bills and make ends meet. As a teenager and the eldest child, I saw him struggle to navigate retirement; this inspired me to pursue finance and learn how to support my family. Specializing in retirement planning allows me to help clients obtain their benefits and enter the next stage of their lives. I am incredibly proud of the work I do. 

Tell us something about yourself that others may not know. 

For two years, I have practiced Brazilian jiu-jitsu and competed in several tournaments. I also enjoy volunteering with special needs children through my church and sponsoring local charities. I live in Newport Coast with my wife, Ana; three children, Gianna, Nicco and Lucca; and our loveable Goldendoodle Bentley.

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Disclaimer: Gino Stumpo is a financial advisor with UBS Financial Services Inc. a subsidiary of UBS Group AG. Member FINRA/SIPC in 3030 Old Ranch Pkwy Suite 300 Seal Beach, CA 90740. The information contained in this article is not a solicitation to purchase or sell investments. Any information presented is general in nature and not intended to provide individually tailored investment advice. The strategies and/or investments referenced may not be suitable for all investors as the appropriateness of a particular investment or strategy will depend on an investor’s individual circumstances and objectives. Investing involves risks and there is always the potential of losing money when you invest. The views expressed herein are those of the author and may not necessarily reflect the views of UBS Financial Services Inc. Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. For more information, please review client relationship summary provided at ubs.com/relationshipsummary, or ask your UBS Financial Advisor for a copy. IS2404159. Exp.: 10/31/2025.

Photographed by Shane O’Donnell